Compliance Associate - Asset/Wealth Management or Financial Planning Experience required

Compliance Recruitment Solutions
London (Central)
10 Jan 2018
09 Feb 2018
Contract Type
Full Time

Our client, a leading wealth manager, is looking to recruit a Compliance Associate. Duties will include;

• Support the team in executing agreed parts of the business Compliance plan
• Assist in establishing and maintaining a framework to ensure adequate identification, assessment, communication, control and monitoring of compliance and regulatory risks
• Assist in regulatory compliance
• Assisting in the establishment of adequate in-house controls and compliance procedures
• Monitor outside developments in the wider financial services sector to maintain an up to date knowledge and awareness of relevant issues and future trends
• Ad Hoc Projects

The ideal candidate should have proven Compliance experience from Asset or Wealth Management or Financial Planning. This role could be based in their Central London or Kent offices but either way will require some time each week in the other location

For further information or a confidential no obligation discussion, please feel free to call Darren Ruskin on 020 7330 6961 or send your details to him at

Compliance Recruitment Solutions Limited (CRS) are acting as an employment agency in relation to this role.

The recruiter has stated that all applicants for this job should be able to prove that they are legally entitled to work in the UK. Through application, all candidates signify their acceptance of the above information and confirm that the information they provide is true and accurate to the best of their knowledge