AVP - Fixed Income Compliance Advisory

Hays Financial Markets
London (Greater)
11 Jan 2018
14 Feb 2018
Contract Type
Full Time
The Firm:
One of the top investment banks in London seeks a Manager to join their Fixed Income Compliance Advisory team. As fixed income revenues make up a significant portion of the bank's profits their ability to trade promptly and in a fully compliant manner requires on the spot advice and regulatory guidance. The bank has an excellent reputation, an excellent compliance culture and based in beautiful offices. All of this combines to make this a very attractive opportunity!

The Role:
As a Manager, you will be responsible for providing advice on regulatory issues arising from the trade floor through to monitoring & testing on specific themes as outlined in the compliance risk plan. The team also leads on educating and training the trading floors on all regulatory matters and maintaining, drafting and interpreting the policy guidelines as impacted by changes in financial regulation. Your role could have you supporting any of the following areas: Rates, FX or Credit along with specialist areas such as Structured Products, Commodities and E-Trading.

The Candidate:
The successful candidate will have a strong understanding of Fixed Income products and have at least 3-4 years experience working in Investment Banking. You could have a background in Operations, Operational Risk or from the trading floor but must be able to demonstrate that you have the confidence and intuition to be able to interpret situations on the fly and determine the best approach. Knowledge of the issues affected by MiFID, MAR/ MAD and the wider regulatory issues impacting the fixed income department is essential.

* Candidates should have at least 3 years' experience in Investment Banking and be knowledgeable of regulatory matters
* Possess a strong academic background
* Have a strong understanding of the Fixed Income product suite
* Flexible and organised approach
* Ability to work autonomously as well as collaboratively
* High sense of drive, ambition and motivation

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This job was originally posted as www.cityjobs.com/job/959907010