Senior Compliance Officer

Solutions Recruitment
Newcastle Upon Tyne
11 Jan 2018
09 Feb 2018
Contract Type
Full Time
Solutions Recruitment are looking to recruit for a Senior Compliance Officer to work for a prestigious organisation based in North Tyneside. Requirements Supporting the Head of Risk & Compliance in overseeing and monitoring of the firms risk and compliance programme and ensuring the fair treatment of customers is central to the behaviour and values of the firm. Supporting the continual review of the risk and compliance programme. Supporting the management and development of the risk and compliance department. Maintaining a sound level of industry regulatory knowledge including the review of and summarising regulatory consultations and guidance by the FCA and ICO. Executing and overseeing internal compliance reviews and monitoring. Executing and overseeing internal audits. Development and maintenance of the company regulatory ELearning programme. Producing high quality, accurate and timely management information and reports. Assisting in preparing and co-ordinating management information and reports for relevant committees. Providing hands-on support and guidance across business areas. Developing and maintaining excellent working relationships with all business areas. Profile Recognised compliance, risk or audit qualifications useful but not essential. At least 5 years’ experience in an FCA regulated firm in a risk, compliance and/or audit based role preferably with motor insurance knowledge. Brilliant interpersonal and communication skills at all levels. Practical hands-on approach. Preparation and delivery of timely, meaningful and accurate management information. Reporting writing . Sound financial services regulatory background ideally with motor insurance experience/knowledge. Trustworthy, reliable and highly confidential . Some overnight travel required within the UK (less than 10% of role)