Capital Markets Advisory, Compliance Director

Recruiter
Michael Page Banking and Financial Services
Location
London (Greater)
Posted
10 Jan 2018
Closes
09 Feb 2018
Sector
Accountancy
Contract Type
Permanent
Hours
Full Time

This is a Capital Markets Compliance Advisory role in a mid sized Investment Bank

Client Details

Mid sized Investment Bank

Description

  • Support the front office by providing appropriate levels of support to either resolve or escalate the matter being referred.
  • Advise on compliance and regulatory aspects of new products.
  • Assist in testing/implementation of MIFID II.
  • Supporting the advisory team and ensuring that compliance policies and processes are in place and meet the needs of the department.
  • Keep abreast of current and upcoming regulatory developments and assisting in incorporating them into processes and procedures.
  • Provide training to the business associated

Profile

Markets product experience across fixed income and equities

Experienced compliance officer

Ideally educated to degree level

Job Offer

excellent package available


This job was originally posted as www.totaljobs.com/job/79096500