Compliance Manager

Recruiter
Huntswood
Location
Essex
Posted
10 Jan 2018
Closes
08 Feb 2018
Sector
Accountancy
Contract Type
Permanent
Hours
Full Time
Our client is a growing financial services business and they require a Compliance Manager to ensure that their operations and business transactions follow all relevant legal and internal rules. You will be expected to review employees work and provide advice on compliance. You must be reliable and professional and not afraid to speak your mind and stand by your decisions. Key Responsibilities: * Develop and implement an effective legal compliance program * Create sound internal controls and monitor adherence to them * Draft and revise company policies * Proactively audit processes, practices and documents to identify weaknesses * Evaluate business activities to assess compliance risk * Collaborate with external auditors and HR when needed * Set plans to manage a crisis or compliance violation * Educate and train employees on regulations and industry practices * Address employee concerns or questions on legal compliance * Keep abreast of internal standards and business goals Requirements * Proven experience as a Compliance Officer/Manager * Experience in risk management * Knowledge of legal requirements and controls (e.g. Anti-Money Laundering) * Familiarity with industry practices and professional standards * Excellent communication skills * Relevant qualifications in finance, business administration or a related field If you are interested in this Compliance Manager role then please submit your CV for consideration