Business Monitoring Officer
Our client is a well-respected financial services organisation looking for a Business Monitoring Officer to deliver high quality regulatory support and guidance to the organisation in relation to file reviews.
- Review client files in line with company procedures.
- Construct a professional and clear report on each file identifying areas where the firm can improve their regulatory behaviour;
- Provide feedback to the Firm regarding the findings of the review via the company file review system.
- Provide support to the Business Quality Manager as required.
- Assist other Technical and Compliance colleagues as required.
- Attend and positively contribute to regular team meetings held by the company
- Diploma in Financial Services (or equivalent)
- Professional and positive attitude
- Strong interpersonal skills