Compliance Monitoring Officer

Recruiter
Flair4recruitment
Location
Bristol
Salary
25000.0000
Posted
08 Feb 2017
Closes
08 Mar 2017
Contract Type
Permanent
Hours
Full Time

We are looking for a Compliance Monitoring Officer to join our client, a well-respected wealth management firm located in Bristol.

Tasks include but are not limited to:

  • Assist with the planning of the company annual compliance monitoring programme
  • Conduct assigned regulatory/compliance monitoring activities
  • Assess risk management and control processes
  • Identify areas where monitoring activities will impact
  • Track and monitor progress of action plans
  • Act as ambassador for the company’s risk and compliance standards

Profile:

  • Excellent communication skills
  • Good understanding of group policies
  • Excellent understanding of compliance and risk processes
  • In-depth knowledge of the FCA regulatory requirements
  • Ability to prioritise and manage daily workload

This is a full-time permanent position based in Bristol with a starting salary of £20,000-£25,000.

If you’d like to find out more about the position, please get in touch with an updated version of your CV.