Compliance Trade Surveillance Director

Recruiter
Morgan McKinley
Location
London
Salary
£80k.00 - £110k pa
Posted
07 Feb 2017
Closes
07 Mar 2017
Contract Type
Permanent
Hours
Full Time
Trade Surveillance

Duties:

* Advise the Surveillance Team of key Regulatory Risk
* Perform Risk analysis of the Surveillance function
* Ensure appropriate and effective Surveillance is being conducted on key areas of Risk
* Create and maintain documents to track all Process the Team has in place
* Test the appropriateness of existing processes and make necessary amendments
* Educate the Team to new or changes to existing processes
* Assist in the calibration of Trade Surveillance Alerts

Experience:

* Ideally will have previous experience within Trade Surveillance.

For further information please do not hesitate to contact Leo Bellometti on: [Email address removed]

Morgan McKinley is acting as an Employment Agency in relation to this vacancy.

Please note that any references to salary or pay rates in this advertisement and in the salary refinement section are indicative only and should only be used as a guide.