Compliance Regulatory Relationship Manager £90K +Bonus+ Bens

Elite Audit
05 Feb 2017
05 Mar 2017
Contract Type
Full Time

Compliance Regulatory Relationship Manager

London- to £90,000 + Bonus + Bens + 30 days holiday

We are representing a highly regarded Financial services firm in the UK in hiring a talented compliance professional with experience in the regulatory field in particular experience and relationships within the FCA or PRA authority.

The role:

We're looking for an experienced Regulatory Relationship Manager to provide support to the Director of Compliance. You'll proactively manage the relationship with the PRA and support senior management in their preparations for regulatory engagement. You'll also champion Group Compliance’s development as a regulatory consultancy.


You'll need to have significant relevant experience of managing regulatory relationships and have an understanding of capital and governance matters. You'll have well-developed interpersonal, communication and analytical skills, with the ability to engage with management at the highest level (including the Board) verbally and in written reports. You'll have a broad knowledge of regulator principles, rules, guidelines and keep up to date with regulatory hot topics. You'll also remain in touch with market developments in compliance and champion best practice developments. As priorities change, you'll be able to identify areas for improvement and develop innovative and creative solutions.

Some of the Job accountabilities are :

  • Own the PRA engagements diary, proactively identify key areas of regulatory engagement, and coordinate activity between the business and the PRA.
  • Be responsible for the proactive and effective organisation of business preparations for forthcoming regulatory reviews
  • Provide advice to interviewees on regulatory hot topics, approaches to key regulatory questions, style, and interview techniques.
  • Manage the provision of feedback to the management of the SBUs/SSUs on regulatory engagements.

If you have the experience and strong interpersonal skills this could be the next opportunity you are looking for- please do send in your CV for more information.