Part-time Head of Regulatory Change

Capability Jane Recruitment Limited
05 Feb 2017
05 Mar 2017
Contract Type
Part Time

Our client is a financial services company with offices in London and Basingstoke, they are recruiting a part-time Head of Regulatory Change to help deliver the duties of the Chief Compliance Officer by leading the regulatory change process across the organisation.

Candidates are likely to have previously worked in a senior compliance role in a large asset management firm.

Responsibilities include:

  • Create and manage a structured regulatory change process to support all areas of the business
  • Act as the lead interface with the business in relation to key regulatory changes, leading training and communication workshops in relation to regulatory change
  • Co-ordinate with Legal and Compliance colleagues who are subject matter experts in particular regulatory areas
  • Attend industry seminars/ working groups
  • Prepare regular business briefings, disseminated to relevant stakeholders, and monthly regulatory change updates for ExCo and Board
  • Act as subject matter expert in some regulatory areas - carrying out regulatory impact analysis and communicating with colleagues across the business to manage activities and change to bring the business into compliance
  • Provide timely, accurate and concise regulatory advice
  • Generate MI for management reporting
  • Support the Compliance team in any ad hoc activities as required

Candidates will be expected to bring:

• Significant (8 years plus) recent experience in a legal/compliance function in a FCA regulated retail financial services firm
• Strong technical capability and ability to summarise complex regulation
• Assured communication and presentation skills
• A recognised relevant professional qualification
• Degree level education

Salary: up to £90K FTE
Location: City of London OR Basingstoke
Flexibility: 3 days a week