Compliance Analyst

Recruiter
FourthLine
Location
London
Salary
30000.0000
Posted
05 Feb 2017
Closes
05 Mar 2017
Contract Type
Permanent
Hours
Full Time

Our client, an investment management firm are looking for a Compliance Analyst who will be for assisting with a variety of generalist compliance activities. Responsibilities include reviewing of financial promotion material, responding to client correspondence and AML/KYC checks to ensure compliance with regulatory requirements and to keep abreast of regulatory developments and operating policies. This is a client facing team role with potential to grow into a Consultant and Senior Consultant role quickly.

Responsibilities include:

  • Support the Compliance Managers to ensure that the firm and its clients are in compliance with FCA regulatory and compliance rules.
  • Manage the on-boarding process (KYC/AML checks/credit checks, etc) of new FCA regulated corporate teams and individuals.
  • Support the compliance team on various client facing compliance projects.
  • Prepare documentation in response to client inquiries.
  • Organise and participate in client meetings for compliance projects.
  • Participate in internal training programs as part of your continuing learning and development program.

Experience and Skills:

  • Bachelors degree preference (Law or Business ideally).
  • Strong understanding of common industry practice.
  • Excellent verbal communication skills, with the ability to translate complex information, analytics and situations into a clear and simple message.
  • Strong information gathering, analytical and problem solving skills.
  • Highly motivated and organized self-starter with excellent editing and writing skills.
  • Ability to build strong working relationships.