Compliance Manager

Mayson Hunt Ltd
05 Feb 2017
05 Mar 2017
Contract Type
Full Time

Compliance Manager


£30,000 - £40,000

To oversee, promote and provide a compliance standards culture and maintain a strong and independent second line of defence within the business by:

  • Designing, and leading the delivery of, a robust compliance monitoring plan
  • Overseeing the management of the compliance monitoring team
  • Ensuring that all key departmental annual deliverables are met within the agreed timeframes (including ad hoc work and Board and Committee reporting)
  • Ensuring that the compliance monitoring plan covers all key risk areas and oversight and reporting remains fit for purpose Acting as the key compliance representative on projects
  • Providing advice and support to the business as appropriate


  • Evidence of having worked in a regulated mortgage related environment, and ideally holding the CeMAP qualification
  • Ability to work independently, planning and directing your own work
  • Experience of undertaking Compliance reviews
  • You will need to demonstrate effective use of Word, Excel and PowerPoint applications, be verbally articulate and able to produce high quality written material
  • A flexible approach to your work, confident and quick thinking
  • Strong organisational and decision making skills
  • Detailed knowledge of FCA handbooks and their application in practice is essential
  • Specific knowledge of relevant FCA specialist sourcebooks and their application is essential.
  • Robust knowledge and understanding of the political, social, legislative, regulatory, compliance and consumer environments affecting the financial services industry is essential.
  • Robust knowledge of regulations (MCOB) relating to mortgage lending is essential
  • Basic knowledge of PRA Handbook and prudential regulation is desirable
  • Basic knowledge of OFT and ICO requirements is desirable
  • Basic understanding of project management principles and practice is desirable