Compliance Monitoring Assistant - FX

Oval Recruit
04 Feb 2017
04 Mar 2017
Contract Type
Full Time

Compliance Monitoring Assistant - FX

Leading FX Broker, Based City of London

£30,000 - £35,000 + Excellent Package and Bonus

This is an excellent opportunity for individuals with at least 1 years Compliance experience, gained ideally from within a similar environment to join a leading International FX Brokers in their City head offices. Reporting to the Compliance Monitoring Officer, you will play a key role in ongoing Compliance provision for the organisation. Responsibilities will include:

  • Completion of daily account monitoring for PEP and Sanction matches
  • Review of daily transactional monitoring alerts
  • Periodic File reviews on existing client database
  • Liaise closely with Sales team and Clients to ensure documentation is up to date
  • Record all Monitoring issues and provide regular reporting on status of all files
  • Assist with on-boarding of new clients
  • Provide input and assist with testing and development of new systems

To be successful in this role, you should have experience of the following:

  • Minimum 1 years experience in Financial Services Compliance, ideally gained from within a similar environment
  • Excellent communication skills and a desire to further develop your career in Compliance
  • Ideally some exposure to CDD (Customer due diligence) requirements for Corporate entities

In return our client offers:

  • Fast paced, interesting and demanding work environment
  • Opportunity to further your career in Compliance

For more information, please contact Edward Groves