Trainee Compliance Office

5 days left

Cavendish Medical Ltd
03 Feb 2017
03 Mar 2017
Contract Type
Full Time

Job Description

Job Details

Job Title:

Trainee Compliance Officer



The role reports to:

Compliance Director

Initial salary:

c.£18,000 per annum + benefits

Job Overview

Due to planned growth in this successful West End based Independent Financial Planning firm, a long term career opportunity has arisen within the compliance department. The firm will be able to provide a clearly mapped career path to the successful candidate.

Essential Candidate Requirements

  1. Must have achieved good A level passes, as a minimum.
  2. Strong attention to detail combined with high levels of accuracy in your output.
  3. Desire to develop your career path including gaining professional industry recognised qualifications which the firm will pay for.
  4. Have a good level of IT literacy, e.g. competent user of MS Office software or similar.
  5. Highest levels of integrity and confidentiality.

Desirable Candidate Requirements

  1. Some existing experience working in an office environment.
  2. Ability to learn and work on your own initiative.
  3. Willingness and aptitude to develop strong analytical & reporting skills (verbal & written).

Core accountabilities

  1. Assist the Compliance Director in ensuring the firm meets the requirements expected of it by the FCA.
  2. Assist the Compliance Director in identifying, managing and reducing the risk within the business.
  3. Communicate the firm’s compliance requirements to other staff members as necessary.

If you are interested in applying for this position please submit your CV together with a short letter outlining why you believe you would be suitable for the role.

The job advert will be closing on the 15th Feb 2017.