Senior Compliance/Governance Analyst

4 days left

Brian Durham Recruitment Services
03 Feb 2017
03 Mar 2017
Contract Type
Full Time

This Dynamic city based financial institution are currently looking to engage the services of methodical and organised individual who has acquired proven work experience and knowledge of the UK money laundering regulations as well as understanding of corporate structures and corporate governance frameworks. Duties will include:- To carry out ongoing oversight and review of KYC procedure to establish group KYC/AML records are completed in compliance with Group AML policies, business unit standard operating procedures and industry best practice to meet UK MLR 2007 requirements. The development and continual oversight of the Business Rules Guidance (Global Policies, Procedures and Governance documentation) to ensure the written guidance is simple and clear so that it can be easily followed by the Group. To work with the Global Head of Compliance to carry out compliance and governance thematic reviews within the Group and to work with regional offices and business functions in developing suitable solutions. Assist the Head of Compliance to undertake the management of the Group’s corporate governance and company secretarial obligations and supporting the Head of Group Compliance in all other aspects of governance. A comprehensive benefits package is on offer. REF: DMB