Compliance Monitoring Specialist

Recruiter
Recruitment Connection
Location
London
Salary
30000.0000
Posted
02 Feb 2017
Closes
02 Mar 2017
Contract Type
Permanent
Hours
Full Time

Compliance Monitoring Specialist

London or NW

£30,000 - £40,000 + excellent benefits

The Compliance Monitoring Specialist will be responsible for undertaking compliance monitoring reviews with a particular focus on suitability of recommendations and investment decisions. The role will be required to support the Compliance team and build relationships within the business. The recommendations, based upon the findings will be effectively communicated and implemented with information regularly updated to the management team.

You will need excellent written and verbal communication skills with compliance monitoring skills, with particular focus on suitability reviews. You should be a competent user of Microsoft packages such as Word, Excel and Outlook, have excellent knowledge of FCA Rules and experience in a compliance role within an asset/wealth manager company. A degree holder is preferable and ideally CFA/IMC, Compliance Diploma or similar.

Ref:4788