Technical Compliance Manager

2 days left

Recruiter
James Smith Recruitment Limited
Location
Horsham
Salary
40000.0000
Posted
02 Feb 2017
Closes
02 Mar 2017
Contract Type
Permanent
Hours
Full Time

Our client, a chartered financial practice, are looking to recruit a Technical Compliance Manager. A minimum of Level 4 Diploma in regulated financial planning (or equivalent) is required, with progress towards the achievement of further qualifications is desired.

Skills, knowledge and qualifications:

  • Detailed knowledge of FCA rules and their interpretation/application
  • Evaluating FCS handbooks
  • Provide evaluation reports to the Compliance Director
  • Review European legislation and directives and produce interpretations
  • L6 Advanced Diploma working towards Chartered Status ?
  • J07 Supervision in a Regulated Environment ?
  • Occupational pensions
  • Single share based investments - L4 diploma + IMC or securities gap fill
  • Significant compliance experience within the financial services
  • An in-depth understanding of FCA/PRA regulatory expectations. ?

Please contact James at James Smith Recruitment in confidence.