Senior Compliance Manager

City of London
£65000 - £80000 per annum
20 Nov 2012
18 Dec 2012
Ryan Graham
Contract Type
Full Time

Senior Compliance Manager

A leading, global banking group has a new vacancy within it's key offices inLondon. This banking group require a new compliance professional that can take a senior position within the global retail function of Group Compliance. This is an excellent role for a compliance professional that has worked at length in retail financial services and wishes to move up to the next stage in their career.

As a Senior Compliance Manager, your responsibilities will include:

  • Maintain oversight of the Bank's retail Compliance functions management and mitigation of regulatory risk
  • Direct activity and resource to undertake special investigations into major control breaches that have a serious regulatory impact on the retail arm
  • Reporting responsibilities to Senior Executives, escalating issues and providing solutions
  • Support execution of the compliance monitoring programmes carried out across the group and maintain oversight

Key Skills required:

  • 5+ years compliance experience gained at a retail FS provider
  • Retail banking experience preferred
  • Detailed knowledge of the regulatory requirements and key issues that are relevant to retail financial services
  • Proven experience of monitoring regulatory compliance processes, practices, risks and customer outcomes in a financial services institution
  • Knowledge of compliance best practice and expertise in the key product areas for retail financial services
    • Proven capability of dealing with regulators at a senior level

Salary: £65- £80,000


If your background is retail financial services and you are an experienced compliance professional that would relish the opportunity to have oversight over a global retail function; please send your CV to me for consideration

To find out more about Real Staffing please visit

Similar jobs

Similar jobs