Compliance Analyst - Investment / Financial Services

7 days left

Oval Recruit
02 Feb 2017
02 Mar 2017
Contract Type
Full Time

Compliance Analyst - Investment / Financial Services

Horsham - £23000 - £26000 = Bonus & Package

A leading multi award winning Investment Company who are continuing to expand at a rapid rate are looking to recruit a proactive candidate to join their growing Compliance Department. Working as a Compliance Analyst you will be responsible for a range of duties which will include -

  • Conducting quality reviews across the business.
  • Compliance monitoring across the Investment Platform reviewing both regulatory and internal standards.
  • Acting as a first line escalation point for compliance queries
  • Planning and taking ownership of Compliance Projects
  • Conducting analysis and identifying trends, procedure enhancements, training requirements and communicating them to management
  • Updating Compliance procedures, rules and documentation
  • Attend compliance meetings and make recommendations
  • Conduct due diligence and risk assessments as required by the business

This is an excellent opportunity for someone with a grounding in compliance to join a growing company at an exciting time. They have a track record for investing in people and are offering a strong career opportunity.

To apply for the position you should have previous compliance experience gained within the financial services sector. You must also have a desire to broaden your skills and develop your knowledge.

For more information please contact Richard Garbett