Compliance Monitoring Manager

City of London
£350 - £400 per annum
13 Nov 2012
11 Dec 2012
Ryan Graham
Contract Type
Full Time

Compliance Monitoring Manager - 6 Month FTC -London

A 6 month contract opportunity has arisen for a Compliance Monitoring Manager within a leading bank in the city. My client is seeking someone who can come on board immediately to assist the Senior Manager in the management of the Compliance Monitoring Team in ensuring a risk-based approach is implemented with all Wholesale Business Units.


-Assist with developing a compliance monitoring strategy including the format of risk assessments, use of management information, stakeholder engagement, remediation strategies and all forms of reporting;

-Assist in the driving forward of the implementation of the compliance monitoring strategy across all business areas, helping to ensure that a risk-based model is utilised which caters for business-specific risks and associated controls where monitoring focuses on higher risk business areas, processes or products;

-Liaise with Advisory Compliance colleagues to understand and develop risk assessments in relation to each business area, which are agreed with the heads of each business unit on a periodic basis;

-Aid the Senior Manager in the development of a management information framework to support the risk-based monitoring approach;

-Ensure that stakeholders are informed of plans for their business areas in advance, at all times and against a set of pre-agreed areas of risk;

-Recommend appropriate and proportionate remediation strategies are as part of monitoring output;


-Must have at least 5 years experience within a banking environment.

-Experience of input into compliance monitoring strategies / programmes is essential.

Salary - £350 to £400 daily rate

Location - City ofLondon

Duration - 6 months

Applications are open now so apply online or call Ryan Graham on 0207 398 3600 for more details.

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