Head of Compliance (SMF16/17)

Recruiter
Michael Page International Rec Ltd
Location
London (Greater)
Posted
04 Dec 2017
Closes
08 Dec 2017
Sector
Accountancy
Contract Type
Permanent
Hours
Full Time
This is a Head of Compliance & MLRO position for a small African Bank covering Treasury, Capital Markets & Corporate Banking. My client is seeking a seasoned Head of Compliance to join the bank.

Client Details

Emerging Markets Bank

Description

* Develop and implement the compliance strategy to meet the Regulatory requirements.
* Prepare and undertake a risk-based annual Compliance Monitoring Programme and report any deficiencies to Senior Management, i.e. COBS, CASS, Financial Crime, TCF, etc. (e.g. financial promotions, best execution, market abuse, conflicts of interest/Chinese walls, insider dealing, record-keeping, inducements, etc).
* Maintain Compliance Record-Keeping, e.g. Gifts, PAD, Complaints Register, FCA/PRA registrations, etc.
* Actively support and advise the Business and Senior Management on the relevant Regulatory developments and requirements.
* Assist the Bank in understanding and addressing all applicable regulations.
* Cover all AML, financial compliance duties.

Profile

An accomplished compliance officer with broad banking product knowledge and ideally experience of holding the SMF16/17. Additional European languages would be helpful but not essential.

Job Offer

competitive package.
This job was originally posted as www.cityjobs.com/job/959578330