Compliance Assistant

Recruiter
CLARC Recruitment Limited
Location
London (Greater)
Salary
£40K-£45K + Benefits + Benefits
Posted
27 Nov 2017
Closes
08 Dec 2017
Sector
Accountancy
Contract Type
Permanent
Hours
Full Time

Our client is a leading Lloyds of London Insurance Broker based in the City of London. They are looking for a Compliance Assistant to join their team of 4 in a wide varied role.

Main Responsibilities:

  • Assist with the compliance monitoring work and the delivery of the annual compliance monitoring plan
  • Assist in the production of monthly reports around analysis of transactional data in mitigation of financial crime.
  • Conduct research and investigation into compliance related matters as directed.
  • Work with management and staff to identify and manage regulatory and other risks and assist with key control testing.
  • Assist with the preparation & submission of reports to Operations and Audit & Risk Committees and other governance groups.
  • Maintain and update Compliance records and logs and other compliance related documents as required.
  • Ad hoc projects as and when required

Job Requirements:

  • 2 – 3 years’ experience in a compliance role, ideally within an insurance brokerage or underwriter
  • Knowledge of rules and requirements of the FCA including TCF and SMR
  • Understanding of FCA rules in CASS (desirable) & ICOBS
  • Basic understanding of FATCA