Senior Regulatory Compliance Officer

Currency Solutions
London (Greater)
Up to £60,000 per Annum depending on experience
04 Dec 2017
08 Dec 2017
Contract Type
Full Time

Senior Regulatory Compliance Officer

Location: London

Salary: Up to £60,000 per Annum depending on experience and industry relevant qualifications

Who We Are:

Currency Solutions is a rapidly growing foreign exchange and risk management specialist based in London. We offer one of the most comprehensive range of foreign exchange products and services in the UK, from risk management tools, and dedicated dealers to our state of the art online payment platform. When it comes to foreign exchange, we know our stuff! With over 100,000 clients, Currency Solutions is now the No1 foreign exchange company independently ranked by Trustpilot based on real customer reviews. Our business is built on the relationships and exceptional customer service we offer to all our clients.

The Regulatory Compliance and Operational Risk Specialist will be responsible for:

  • Supporting the effective management of regulatory risk
  • Undertaking 2nd Line of Defence activities to support regulatory risk mitigation
  • On-going review and maintenance of regulatory control frameworks
  • Undertaking compliance monitoring reviews and completion of reports that demonstrate regulatory compliance and/or correction actions required
  • Supporting the Head of Compliance and Management team with policies and procedures to effective manage regulatory risk

The successful applicant will demonstrate:

  • In-depth knowledge of Financial Conduct Authority (FCA) regulation.
  • The ability to translate regulatory requirements into working policies and procedures
  • Details knowledge of MiFID II and the change to come.
  • Professional experience of compliance monitoring, report writing, and input into controls including training and competency frameworks
  • Excellent written and verbal communication skills
  • Aspirations undergo CF10 & CF11 qualifications
  • A good understanding of the FX and Risk Management industry
  • Experience working with Structured products

What we offer:

  • Basic Salary: Up To £60,000 (depending on experience & industry related qualifications)
  • A comprehensive training program is provided
  • Pension
  • Season ticket loan
  • Health Insurance
  • Subsidised gym membership
  • 28 days holiday (inc Bank Holiday's)
  • Industry leading on-going training programmes
  • Fast track promotion for staff who excel
  • Regular Incentives (Nights out, sporting activities, restraints etc...)

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