Compliance Manager

Recruiter
MAINSPRING FUND SERVICES LIMITED
Location
London (Greater)
Salary
£55K to £60K
Posted
03 Dec 2017
Closes
10 Dec 2017
Sector
Accountancy
Contract Type
Permanent
Hours
Full Time

Functional Title: Compliance Manager

Reporting To: COO

Location: London, WC1R

Availability: As soon as possible

Position Status: Permanent, Full-Time

Introduction

Mainspring is a vibrant growing Fund Administration business that provides back-office professional services to venture capital, private equity and managed account managers. The business has 25 staff, with its offices near Holborn/ChanceryLane/Farringdon.

The incumbent is leaving the business to embark on an extended travelling holiday with their family, which has necessitated our requirement to find a replacement. In addition, as a result of continued growth of the business, we have taken the decision to move the Compliance Manager role to full-time.

The role has one full-time direct report.

Role Summary

Reporting to the COO and a part-time Compliance Officer (ex Apax and FCA), the role will be responsible for:

  • Mainspring?s regulatory compliance and monitoring thereof,
  • Compliance service to Mainspring?s Clients, currently comprising AML/KYC, CoSec and Safeguarding, and
  • Payment services B/A signatory.

The role is primarily based in London but will require travel occasionally to client?s premises, also typically in London.

Experience:

Essential: At least 5 years? experience in compliance in investment firms or equivalent to it.

Essential: Have solid knowledge compliance experience gained in either an Asset Manager or Private equity

Essential: Have solid knowledge of the CASS rules

Essential: Track record of innovation, continuous improvement.

Education:

Essential: Proficiency in MS Office software, i.e. Word, Outlook, PowerPoint, Excel etc

Essential: Educated to Degree level.


This job was originally posted as www.cityjobs.com/job/959511012