Compliance Manager – Fund Management

London (Greater)
75000 - 80000
12 Nov 2017
18 Nov 2017
Contract Type
Full Time

The Client-

The Fund Management arm of a successful Insurance business, are seeking to recruit a Compliance Manager to act as a point of contact for Compliance enquiries and to support the wider business in discharging its regulatory obligations.

This Client does not provide sponsorship.

The role-

Working closely with the Director of Risk and Compliance, you will be providing compliance support to the firm’s Investment Management team, your duties including (but not limited to) –

  • Supporting Senior Management in identifying and implementing key regulatory issues
  • Responding to regulatory enquiries and providing ad hoc Compliance advice to the wider business
  • Contributing to the creation of internal Compliance policies, procedures and manuals
  • Managing and delivering the compliance training and induction programme
  • Taking the appropriate remedial action arising from the compliance monitoring/internal audit
  • Keep up to date with relevant changes in regulation and business processes
  • Assisting the department in general Compliance matters

Key Requirements-

This role would ideally suit a candidate who understands the mechanics of the Fund Management space. In order to be considered for the position candidates must –

  • Have solid knowledge compliance experience gained in either an Asset Manager or Broker Dealer
  • Have excellent knowledge of the relevant regulatory requirements for the Fund Management space
  • Have good knowledge of MiFID II
  • Be Degree educated
  • Be confident in providing advice and recommendations to senior stakeholders
  • Have excellent organisational, communication and presentation skills
  • Have the ability to work under pressure whilst managing multiple and conflicting deadlines