Senior Compliance Monitoring Officer

£55,000 plus benefits
12 Nov 2017
18 Nov 2017
Contract Type
Full Time

Well known financial services firm are currently looking to hire a Senior Compliance Monitoring Officer to take responsibility for the design and delivery of complex monitoring reviews ensuring the firm manage their regulatory and conduct risks. They will assist in the continuing development of the Compliance Monitoring function by deputising for the Head of Compliance Monitoring and developing others within the department. The position will be based out of the firms Manchester HQ, with the offices easily commutable from locations across the North West.

Key Responsibilities:

  • Completing complex monitoring reviews as required by the Compliance Monitoring Plan and in accordance with the Compliance Methodology Framework
  • Deputising for the Head of Compliance Monitoring in terms of team management, strategic planning, committee attendance and reporting
  • Coaching colleagues within the department on Monitoring methodologies and best practice
  • Contributing to the creation and development of the Compliance Monitoring Strategy and Plan
  • Engaging with key stakeholders to encourage a positive, compliant culture across the business
  • Producing and maintaining effective management information relevant to the function

Key Requirements-

  • Experience of operating in a senior role within Compliance Monitoring or Audit
  • Full CeMap or equivalent qualification
  • In-depth knowledge of relevant regulations, particularly the FCA
  • Experience of working with senior stakeholders (Director and above)
  • Proven track record of developing others within a compliance function