Compliance Advice Manager – Asset Management

London (Greater)
75000 - 85000
12 Nov 2017
18 Nov 2017
Contract Type
Full Time

The Client-

An independently owned and rapidly growing Fund Manager, are seeking to recruit a Compliance Advice Manager who will focus upon the provision of Compliance Advice across all of the firm’s business units.

This Client does not provide sponsorship.

The role-

Reporting into the Head of Compliance Advice, your duties will include (but not limited to)–

  • Facing off and being a key point of contact for the entire firm in providing Compliance and AML advice
  • Provide Investment Compliance advice to Fund Managers
  • Advising the wider business on regulatory developments
  • Keeping abreast of regulatory changes

Key Requirements-

In order to be considered for the position candidates must –

  • Have at least 5 years’ regulatory experience gained in the Asset Management space
  • Have excellent knowledge of the relevant regulatory requirements for the Asset Management space
  • A good working knowledge of SMR, MiFID II, AMLD 4 and GDPR
  • Industry qualification e.g. IMC or IOC will be seen as highly advantageous
  • Have excellent organisational, communication and presentation skills
  • Have the ability to work under pressure whilst managing multiple and conflicting deadlines