Group Compliance Advisor – Asset Management

Recruiter
MERJE
Location
London (Greater)
Salary
£65,000-75,000 basic salary + competitive package
Posted
12 Nov 2017
Closes
18 Nov 2017
Sector
Accountancy
Contract Type
Permanent
Hours
Full Time

Our Client

One of UK’s largest and oldest Financial Services Groups are seeking to recruit a Senior Compliance Associate to provide Compliance oversight across their Group function.

The Role

With a key focus on their Asset Management business, you will be required to:

  • Keep firmly abreast of Regulatory change and maintain a strong understanding of those changes
  • Review and analyse regular reporting from business units
  • Provide support for relationship management, primarily in respect of regular monthly engagement with business units
  • Identification and proactive monitoring of key risks;
  • Horizon scanning for regulatory developments and feedback from regulatory publications
  • Support and collaborate with other functions in the Group Compliance team in project work
  • Conduct oversight work/monitoring/ onsite visits in a support role and, as appropriate, lead review work including that related to AML and sanctions

Key Requirements

  • Excellent knowledge and solid experience of Asset Management industry
  • Excellent understanding of UK regulatory Framework for Asset Managers including some knowledge around AML and Sanctions
  • Audit and Monitoring Experience (highly desirable)
  • Excellent Relationship Management skills
  • Strong education background (preferable)

To discuss the role in greater detail please contact Edward Manson on 0203 637 1601 or email your CV to emanson@merje.com