Group Compliance Advisor – Asset Management

London (Greater)
£65,000-75,000 basic salary + competitive package
12 Nov 2017
18 Nov 2017
Contract Type
Full Time

Our Client

One of UK’s largest and oldest Financial Services Groups are seeking to recruit a Senior Compliance Associate to provide Compliance oversight across their Group function.

The Role

With a key focus on their Asset Management business, you will be required to:

  • Keep firmly abreast of Regulatory change and maintain a strong understanding of those changes
  • Review and analyse regular reporting from business units
  • Provide support for relationship management, primarily in respect of regular monthly engagement with business units
  • Identification and proactive monitoring of key risks;
  • Horizon scanning for regulatory developments and feedback from regulatory publications
  • Support and collaborate with other functions in the Group Compliance team in project work
  • Conduct oversight work/monitoring/ onsite visits in a support role and, as appropriate, lead review work including that related to AML and sanctions

Key Requirements

  • Excellent knowledge and solid experience of Asset Management industry
  • Excellent understanding of UK regulatory Framework for Asset Managers including some knowledge around AML and Sanctions
  • Audit and Monitoring Experience (highly desirable)
  • Excellent Relationship Management skills
  • Strong education background (preferable)

To discuss the role in greater detail please contact Edward Manson on 0203 637 1601 or email your CV to