Technical & Regulatory Business Consultant

North West England
To £50,000 + Car Allowance + Bonus + benefits
12 Nov 2017
18 Nov 2017
Contract Type
Full Time

Key Responsibilities:

  • Accountability for monitoring the output of the FCA/other relevant regulatory organisations to assess the impact of relevant publications on the business and its clients and communicate in a timely manner
  • Support for the technical helpdesk facility with member queries on technical financial planning issues including pensions, investments, corporate advice, protection, taxation and trusts.
  • Produce timely and relevant written compliance information and guidance for distribution to internal staff and clients
  • Take accountability for resolution of complex regulatory queries escalated from client meetings
  • Where necessary, interact with the FCA and other regulatory organisations to resolve points of interpretation.
  • Produce regulatory articles, training and presentations for delivery within the business and/or in external communications.
  • Produce technical material, articles and presentations for use within the business and in external communications
  • Assist with development and hosting of bespoke customer training / meetings / delivery of projects at client or external premises.
  • Keep up to date with technical and product developments within the industry and highlight relevant information to other members of the team and the compliance policy team.
  • Implement and manage an oversight plan to ensure that regulatory activities are benchmarked and monitored to meet with consistency and quality purposes at a level suitable for independent audit
  • Provide regular and appropriate feedback to change delivery managers on opportunities for improved interactions with colleagues both within and outside the Business Transformation function

Key Requirements-

  • Diploma in Financial Planning or equivalent
  • Experience of a compliance focused environment is required
  • Comprehensive all round up to date technical/product knowledge and understanding of relevant legislation/regulation gained in a similar level position