Compliance Director FCA

£90,000 - £120,000
12 Nov 2017
18 Nov 2017
Contract Type
Full Time

The Client:

Retail Insurance Business

This Client does not provide sponsorship.

Do you have extensive knowledge and experience of working within an FCA regulated environment? Do you have expert knowledge of FSMA, FCA Handbook and other regulatory frameworks? If the answer is yes, this could be the role for you!

You’ll be responsible for the provision of expert compliance advice to the Group regarding regulatory changes and emerging regulatory risk. You'll ensure that appropriate mechanisms are in place to address the regulatory training needs of the wider business.

You’ll manage the Compliance Policy team, incorporating the tracking, assessment and dissemination of all in scope regulatory areas to provide line of sight to and propose responses for regulatory developments and best practice.

You’ll maintain a network of relationships with compliance departments and affinity partners to ensure guidance remains fit for purpose and all regulatory impacts are considered. You’ll also manage and support all regulatory interactions.

We are looking for someone who has experience in identifying and analysing regulatory risks and supporting business customers in developing strategies to address them.

You’ll bring experience of supporting a team and can provide training, advice and support. You’ll also have In-depth experience of applying regulatory knowledge to achieve business objectives.

Along with developing strategies for monitoring compliance trends, you’ll have a thorough understanding of the mechanisms via which regulatory change is delivered to the industry.

You’ll bring strong interpersonal skills, including the ability to interact effectively with Board members and external stakeholders including regulatory bodies.

Essential skill set:

  • Extensive general and retail insurance experience (can be combined with other FS experience)
  • Technical expert in COB, ICOB, DISP, CONC and complaints
  • Management experience
  • Strong interpersonal and stakeholder management skills