Compliance & Risk Executive

Recruiter
CLARC Recruitment Limited
Location
London (Greater)
Salary
£50K - £65K + Bonus & Benefits
Posted
12 Nov 2017
Closes
18 Nov 2017
Sector
Accountancy
Contract Type
Permanent
Hours
Full Time

Our client is an Institutional Investment Management firm based in the City of London. They are looking for a Compliance & Risk Executive to join their small team in a dual Risk & Compliance role. An excellent opportunity for a candidate looking to make the next step up in their career as this role will face off to all levels of senior management.

Main Responsibilities:

  • Dealing with client compliance & risk enquiries from allocated clients.
  • Responsibility for ensuring the risk framework reflects key company risks and take input from business quarterly and run updated reports for business.
  • Ensuring that errors are properly handled by investigation i.e. validating business proposals and looking for further enhancements.
  • Responsible for co-ordinating and supervising the operation of the rolling risk based monitoring programme.
  • Various duties related to ensuring that the guideline compliance controls remain effective.
  • Ad hoc projects & covering in the absence of other team members, as and when required.

Job Requirements:

  • Good Degree and IMC/CISI or other relevant investment management/compliance qualifications
  • Minimum of 3 years compliance and/or risk experience working within an Institutional Fund Management firm
  • Strong interpersonal skills to work with & advise the business

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