Senior Compliance Policy & Advice Consultant

Recruiter
PSD Group
Location
Staffordshire
Salary
£50,000 - £55,000
Posted
12 Nov 2017
Closes
18 Nov 2017
Sector
Accountancy
Contract Type
Permanent
Hours
Full Time

A growing and well respected mutual organisation, with a well-deserved reputation for excellence and putting its members at the heart of all its practices is looking for a Senior Compliance Policy & Advice Consultant.
To support operational activities and change initiatives, in particular to:

  • Identify relevant regulatory developments
  • Interpret regulatory developments accurately and in a timely way, ensuring appropriate actions are taken, engaging with the wider business as appropriate
  • Review financial promotions and key customer communications for compliance with applicable rules and guidance and provide comprehensive, and constructive feedback
  • Provide comprehensive, pragmatic advice on business as usual activities and change initiatives across the entire customer journey
  • Review and update regulatory authorisations, permissions and licences
  • Support the HR team in the management of approved persons and key function holders
  • Oversee the implementation of actions to ensure breaches are dealt with effectively and conduct regulator notifiability assessments
  • Input into the review of Group Policies and the Governance Map
  • Provide guidance on the content of regulatory training material and initiatives
  • Coordinate information requests from regulators

Person

  • Self-disciplined
  • Collaborative
  • Decisive
  • Detail-conscious
  • Excellent verbal and written communication skills
  • Excellent judgement and decision-making skills

Salary range £50,000 - £55,000

Contact Mike Kelly, Senior Consultant