Portfolio Compliance Analyst
Two Portfolio Compliance roles have arisen in my client ( a west end based asset management house) who now seek experienced professionals to join their team. Duties and responsibilities include:
Works independently on most assignments and under the direction of more senior staff on the most complex projects, analyses and tasks. Responsible end-to-end for overseeing Funds/clients? accounts and engaging the Investment team and working with Trading and other teams or business groups.
Primary responsibilities/essential functions:
Responsible end-to-end for Funds/clients? accounts to ensure they are properly constructed with respect to portfolio convictions and remain in compliance with established guidelines in a timely manner.
Constructs portfolios based on the investment convictions communicated by the Investment Team
Ensures portfolios remain in compliance with client guidelines as well as all relevant internal parameters.
Researches issues and suggest solutions
Assist in the maintenance of the Fund / mandate eligibility lists, ensuring companies purchased are compliant and may monitor companies periodically to ensure they remain eligible.
Implements other non-routine client directed activities (e.g. account benchmark change).
Strengthens relationships and trust with the Investments and Trading teams by anticipating needs and offering solutions.Prepare and may present materials in collaboration with Results for the formal review of institutional mandates and/or Funds. May include a review of portfolio positioning and PM team composition. Demonstrates a working knowledge of Portfolio Implementation and Compliance functions, and interconnections with other teams policies, procedures and systems and ability to apply them to work assignments.
To be considered for this role you will need a strong background ideally gained in investment control / portfolio guideline monitoring and have excellent communication skills.
If you feel your experience lends itself to this role then please send your resume for our immediate and confidential perusal.
This job was originally posted as www.jobsite.co.uk/job/959521007