Risk & Compliance Monitoring Consultant

Meraki Talent Limited
11 Nov 2017
15 Nov 2017
Contract Type
Full Time
Risk & Compliance Monitoring Consultant Permanent Excellent Salary + Bonus + Benefits Glasgow Meraki Talent are currently recruiting on behalf of our City Centre based Financial Services client seeking a Compliance Monitoring professional to join their operation in Glasgow on a permanent basis. The position will play an integral part in the 2nd LOD function responsible for development and maintenance of the firm’s Risk Framework Responsibilities of the Compliance Monitoring Officer: Delivery of the Compliance Monitoring and Risk Assurance Plan by conducting regular reviews across various areas of the business Develop risk and control assessment reporting procedures, working with business managers to improve control effectiveness Interpret and apply relevant regulatory guidance to the business areas Present findings and reports including recommendations for relevant remedial actions, in a clear, accurate and consistent manner Maintain and develop relationships with key business areas whilst retaining the independent status required of a monitoring and assurance function Investigate risk events/rule breaches identified by the business Ensure monitoring and related policies/procedures meet high standards expected by regulators Background of the Compliance Monitoring Officer: Relevant financial services experience, including knowledge of the PRA/FCA rules Experience in review/audit techniques - assessing risk, scoping reviews, determining review approach and testing controls Knowledge of investment, savings and protection products preferred Strong technical and organisational skills with the ability to multi-task to meet deadlines Report writing - the ability to produce timely and accurate reports delivering key issues and messages Good organisational skills with a strong ability to prioritise workloads and issues. If you have the relevant Compliance Monitoring experience within a financial services organisation, contact Chris Wilson directly for more information about this exciting opportunity. Is this job for you? Is this you? Chris wants: Compliance Monitoring, Business Risk, Audit, 2LOD