Head of Compliance

JCW Search Ltd
United Kingdom
11 Nov 2017
15 Nov 2017
Contract Type
Full Time
Responsibilities Responsible for hands-on design & build of a World Class compliance function including people, process, and technology; Lead the companies GDPR planning and compliance programme including early testing of all changes to our business model to ensure we develop strategies to mitigate any revenue impacts; Review, and where appropriate, rebuild the compliance processes, covering data protection and privacy (including the Data Protection Act/GDPR and US TPCA rules), financial services/regulated products (including the FCA Handbook), anti-bribery and corruption, and other areas; Manage compliance processes and key controls including developing and reporting on a KPI set; Maintain a good working knowledge of key existing & evolving regulation, including (amongst others) UK FCA rules and regulations (eg credit broking and insurance products), Advertising Standards, Data Protection and Privacy, and other regulations across the Companies key markets; Develop and maintain network of advisors and subscriptions to keep up to date on changing regulation and ensure timely and commercial support for the businesses growth plans; Regularly review compliance policies and processes and conduct regular reviews of compliance activities across the business to identify any vulnerabilities and risks, and develop and implement any remedial plans; Develop staff training programmes for all compliance areas. Lead staff communication and training on compliance at all levels of the business; Conduct risk assessments, including privacy impact assessments; Handling communications with regulators and other government bodies (eg FCA); and Develop client/marketing literature around our compliance activities. - provided by Dice