Compliance Manager - VR/15985

Recruiter
Thorpe Molloy Recruitment Ltd
Location
Aberdeen
Posted
10 Nov 2017
Closes
15 Nov 2017
Sector
Accountancy
Contract Type
Contract
Hours
Full Time
6 month contract for an experienced Compliance Manager with prestigious global financial services organisation. Critical role to oversee and lead the UK Compliance Team managing regulatory risks. Duties and Responsibilities: Liaising with Global Compliance Teams ensuring standards are consistent and discussing and reviewing issues as necessary. Working in partnership to improve processes and procedures to reduce regulatory risk. Involved in Global Regulatory reporting project. Ensuring compliance with major shareholding requirements and oversee the team. Preparing reports for management as required. Leading, motivating and developing Compliance staff. Experience and Qualifications: Compliance, Accounting or Legal background advantageous. Advanced Excel skills. Management experience. Regulatory exams including IOC / IMC. Skills: Knowledge of the DTR rules in the UK. Business systems knowledge. Effective communication skills. Analytical. Detailed financial services knowledge. Knowledge of asset classes.