CASS Oversight Specialist

Meraki Talent Limited
10 Nov 2017
15 Nov 2017
Contract Type
Full Time
CASS Oversight Specialist Permanent Excellent Salary + Bonus + Benefits Glasgow Meraki Talent are currently recruiting on behalf of a global FS brand seeking an experienced CASS Compliance professional to join on a permanent basis. The position will play an integral part in the monitoring and oversight of supplier activities, responsible for overseeing the appointed Third-Party supplier processes. The role will involve working conduct risk monitoring and reporting, while escalating breaches to ensure compliance with requirements set out by the FCA. Responsibilities of the CASS Oversight Specialist: Provide support to the business to manage risks relating to future business development plans Work closely with the appointed TP suppliers and internal stakeholders to ensure regulatory compliance relating to CASS controls Execute regulatory oversight testing and report the results of these tests to the TPA, agreeing remedial action where required Monitor the performance of the Investments business and provide early warning signs of any adverse risk trends and emerging risks. Develop working relationships with other internal departments, in particular Finance, Compliance, Regulatory Guidance and Internal Audit Background of the CASS Oversight Specialist: Knowledge of FCA rules, specifically CASS sourcebook Experience performing Compliance Monitoring within an FS organisation, ideally facing off to a TP supplier Strong interpersonal and communication skills with the ability to proactively partner with the business and external parties This is an excellent opportunity to join a newly formed CASS Oversight team. Contact Chris Wilson on directly for more information about this exciting opportunity. Is this you? Chris wants: Compliance Monitoring, TPA Oversight, CASS Reconciliations, CASS Monitoring