Compliance Manager (Regulatory, Risk, FCA)

Anson McCade
London (Greater)
UKP 70000 per year
10 Nov 2017
16 Nov 2017
Contract Type
Full Time

Compliance Manager (Regulatory, Risk, FCA)

London – Canary Wharf

An exciting opportunity has arisen for an experienced Compliance Manager (Regulatory, Risk, FCA) to join a utilities convenience application venture. This team has built an extremely engaging and complex ecosystem and are now looking for a Compliance Manager (Regulatory, Risk, FCA) to join the venture, to assist in supporting the ventures continued exponential growth.

You’ll be the newest member of a 40 strong team full of technical and commercial experts (designers, developers, engineers, product managers, data scientists, marketers and business operations) all contributing to the successfulness of this household bill managing application, which is making waves amongst UK start-ups.

The Compliance Manager (Regulatory, Risk, FCA) will be responsible for:

  • Identification and establishment of internal and external compliance requirements
  • Create and manage the end to end regulatory, compliance and risk framework
  • Develop and uphold compliance tracking, documentation and reporting processes
  • Liaise with Product and engineering teams to ensure new features are fully compliant with relevant legislation and regulatory requirements
  • Lead and coordinate compliance projects internally, including the process of FCA authorisation
  • Function as an internal expert whilst continuing to keep up to date with latest industry standards
  • Employee training

Key Skills:

  • Professional qualification in compliance or relevant legal field preferred
  • Strong compliance monitoring experience
  • Compliance experience at an insurance or financial services organisation which received FCA approval and experience of applying a compliance framework that meets these requirments
  • Aptitude to drive a pragmatic compliance culture across the business
  • Previous experience in writing compliance reports
  • Effective problem-solving skills
  • Ability to communicate clearly with all stakeholders

Role: Compliance Manager (Regulatory, Risk, FCA)

Reference: AMC*BGI/100738

Type: Permanent

Location: London – Canary Wharf

Rate: £60,000 - £70,000

Agency: Anson McCade

Contact: Blair Gibney –

Telephone: + 44 (0)20 7806 706

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