Compliance Officer- Insurance Brokers

Recruiter
LAWES RECRUITMENT LIMITED
Location
Romford
Salary
£40k - £50k pa
Posted
09 Nov 2017
Closes
16 Nov 2017
Sector
Accountancy
Contract Type
Permanent
Hours
Full Time
Job Title - Compliance Manager
Contract - Permanent
Salary - £40,000 - £50,000 & competitive package offering
Location - Essex
Industry - Insurance (Compliance, Auditing, Broking, Monitoring)
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An exciting opportunity has now become available due to my client continuing to expand rapidly.

Job Objective:-

Being a Compliance Manager you will be responsible for all compliance requirements and overseeing all training at all times ensuring you keep in line with all FCA / Employment law legislation.

Duties:-
- To prepare and oversee the annual client money audit report with appointed auditors / accounts department within the insurance division.
- Responsibility for staff awareness of company procedures as documented in the staff hand book.
- You will be responsible for all staff training & competency requirements ensuring competency is maintained on an ongoing basis through monitoring, call observation, and evaluation.
- You will have to implement and develop a formal training programme for general insurance staff this will include data protection, health & safety, HR & Money laundering.
- Making sure performance reviews and appraisals are undertaken.
- Build relationships with insurance underwriters and claims personnel and ensure best practice is achieved.

Knowledge:-
- Must have a good understanding of Data protection Act.
- Knowledge of FCA hand book, consultation papers and publications - to date.
- Money laundering prevention.
- Understanding of the financial services regulated products.
- Understand and continue to implement Compliance / Operations procedures for financial services.
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Personal Attributes:-
- Flexibility & Adaptability.
- Computer Literate.
- Good presentation skills.
- Monitoring & evaluation skills.
- Excellent customer service skills.

If you have the relevant experience or know someone that does please contact us now on [Phone number removed] or email us at [Email address removed]
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To view all Current Vacancies or for more information on our Refer a Friend scheme, contact one of our consultants or visit our website [URL removed]

Please Note: Due to the sheer volume of applications we receive, we will only contact successful applications. Therefore if you have not heard from us within 10 working days please deem your application as unsuccessful.
This job was originally posted as www.jobsite.co.uk/job/959497121