Head of Compliance

JCW Search Ltd
London (Greater)
£85k - £90k pa
07 Nov 2017
15 Nov 2017
Contract Type
Full Time
Responsibilities * Responsible for hands-on design & build of a World Class compliance function including people, process, and technology; * Lead the companies GDPR planning and compliance programme including early testing of all changes to our business model to ensure we develop strategies to mitigate any revenue impacts; * Review, and where appropriate, rebuild the compliance processes, covering data protection and privacy (including the Data Protection Act/GDPR and US TPCA rules), financial services/regulated products (including the FCA Handbook), anti-bribery and corruption, and other areas; * Manage compliance processes and key controls including developing and reporting on a KPI set; * Maintain a good working knowledge of key existing & evolving regulation, including (amongst others) UK FCA rules and regulations (e.g. credit broking and insurance products), Advertising Standards, Data Protection and Privacy, and other regulations across the Companies key markets; * Develop and maintain network of advisors and subscriptions to keep up to date on changing regulation and ensure timely and commercial support for the businesses growth plans; * Regularly review compliance policies and processes and conduct regular reviews of compliance activities across the business to identify any vulnerabilities and risks, and develop and implement any remedial plans; * Develop staff training programmes for all compliance areas. Lead staff communication and training on compliance at all levels of the business; * Conduct risk assessments, including privacy impact assessments; * Handling communications with regulators and other government bodies (e.g. FCA); and * Develop client/marketing literature around our compliance activities.
This job was originally posted as www.jobsite.co.uk/job/959476493