Compliance Advisor - Hertfordshire

BCT Resourcing
St Albans
06 Nov 2017
16 Nov 2017
Contract Type
Full Time
Compliance Advisor

We have an exciting new opportunity a Financial Services Client of ours who are going through an interesting period of growth. There are two roles, a Compliance Advisor and Compliance Analyst. Both roles report into the Head of Compliance and offer excellent development opportunities.

The main responsibility being to ensure the business are complying with regulatory and Group requirements. Other responsibilities will also include:

* To maintain awareness of the legislation and regulation affecting the insurance industry and to ensure that all parts of the Group are made aware of the changes impacting the business on a timely basis.
* Represent the business in meetings with regulators and clients.
* Provide accurate, clear and concise advice on regulatory subjects.
* Working with the Head of Compliance to manage the creation and submission of regulatory reports for regulators and the business.

This is an excellent opportunity for candidates wanting to make the next step up and fully establish themselves in a Compliance role. This role involves developing strong internal relationships with key stakeholders, managing the regulatory monitoring programme and providing policy advice to bring about solutions which meet regulatory requirements. Strong interpersonal skills will be necessary.

Keywords: "Compliance" OR "conduct risk"
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