Compliance Advice Quality Reviewer

Finance Advice Centre
c.£21,000 DoE
31 Oct 2017
16 Nov 2017
Contract Type
Full Time

Compliance Advice Quality Reviewer

Location: Derby

Salary: c. £21,000 depending on experience

Job Type: Full-time, Permanent

About our client:

Finance Advice Centre has been formed as a Mortgage, Loan & Insurance Company with a difference. They offer a better alternative for advisers who are looking for genuine help and support to grow their client bank in a compliant and professional manner.

The Compliance Advice Quality Reviewer role

We have exciting opportunities within our compliance team and are now seeking additional Advice Quality Reviewer to join our team. This team is integral to protecting our business against risk as well as providing an important support function to Advisers and Business Owners.

The Compliance Advice Quality Reviewer role:

  • Conducting Advice Quality Reviews: Assessing advice documentation, providing feedback to individuals & Business Owners and ensuring that remedial actions are completed within required timescales
  • Contribute to management information on advice quality and issues to help identify trends
  • Provide a second line of support to Advisers, Business Owners & Compliance Manager on process & policy queries

The ideal Compliance Advice Quality Reviewer will need the following:

  • At least 1 years' experience of working within a compliance function, advising within a regulatory role or previous Para Planning position
  • Able to demonstrate excellent attention to detail, possess good communication skills, and be able to work as part of a team
  • The successful candidate would need to hold full CeMap qualification or equivalent

If you feel you're suitable for this Compliance Advice Quality Reviewer role then please apply today!

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