Contract Compliance Officer

Recruiter
eNL
Location
London (Greater)
Posted
31 Oct 2017
Closes
16 Nov 2017
Sector
Accountancy
Contract Type
Permanent
Hours
Full Time

Contract Compliance Officer, London, 3 Years' + experience - Our Client is currently seeking a Contract Compliance Officer to join them on a 6 month fixed term contract. Call us now on **************

JOB TITLE: Contract Compliance Officer

EXPERIENCE: 3-5 Years

LOCATION: London

DAILY RATE: Competitive

THE ROLE:

The Contract Compliance Offices daily post will include however not be limited to:

  • Trade surveillance monitoring
  • Ensuring that all analysis is completed
  • Escalate possible market abuse and market integrity issues
  • Transaction Reports to the FCA.
  • Conduct communications monitoring
  • Proactively identify enhancements to the firm's surveillance program, policies and procedures.
  • Complete monthly quality assurance assessment and validation
  • Assist in regulatory and internal investigations as required
  • Assist and support other Compliance colleagues within the team

Perform additional surveillance including:

  • IOI monitoring
  • OTC trade reporting reviews
  • PAD dealing reconciliations.

THE CANDIDATE:

The successful candidate will:

  • Have gained a minimum of 3 years' experience in an equity surveillance role
  • Have sound knowledge of the FCA's Code of Market Conduct (MAR) and the Market Abuse Directive.
  • Have an in-depth understanding of market abuse surveillance scenarios and analytical methods to assess trade information.
  • Have a comprehensive understanding of Bloomberg capabilities in supporting analysis of surveillance alerts.
  • CISI Financial Services regulation and Securities / Diploma in investment Compliance preferred

HOW TO APPLY:

Contact Felicity Simpson at eNL on ************* or email ******************************* now with your CV or simply call for a confidential discussion.

If you would like to review any other vacancies we are currently handling, then please visit our web site https://**************/

eNL is handling a number of Contract Compliance Officer vacancies throughout London and the South East. If you are a Contract Compliance Officer looking for a move, call now for a confidential discussion. As part of our candidate care process we aim to respond to all applications within 7 working days. If you have not been contacted within this timescale your application has been unsuccessful on this occasion. Please go to ***********************************-registration.php to register your interest for similar positions. Please note our advertisements use PQE/salary levels purely as a guide.

In addition, if you know any Contract Compliance Officer who may be interested, remember we do offer up to £500 referral fee bonus (Terms and Conditions apply).


This job was originally posted as www.jobsite.co.uk/job/959404652