Compliance Analyst

cer Financial
London (Greater)
£20,000 - £25,000 pro rata
31 Oct 2017
16 Nov 2017
Contract Type
Full Time

2nd Language - Lithuanian or Estonian or Latvian

Up to 3-month FTC - with a strong possibility of being extended or going permanent
Salary £20,000 - £25,000 pro rata

Our client, a well respected market leader / global FX & CFD provider based in City London, are urgently seeking a 2nd jobber as a Compliance Analyst with relevant knowledge.

If you are looking at your next career move and able to converse in either Lithuanian / Estonian or Latvian, then please contact Darren Winter straight away.

Responsibilities of the Compliance Analyst will include but not limited to:

  • Reviewing and responding to provider bank KYC request
  • Conducting KYC refreshes of existing clients. Assisting audits of existing clients.
  • The recognition and reporting of suspicious activity to applicable global financial intelligence units.
  • Proactively update the sales team with KYC progress that impacts the on-boarding process.
  • Conducting transaction monitoring and Supporting data-protection compliance.
  • Checking and investigating PEP's / sanctions hits.
  • Responding to ad hoc queries from the business regarding specialist compliance matters. Supporting regulatory applications. Preserving current regulatory licenses.
  • Confirm KYC paperwork is stored, and system updates are completed in accordance with company procedures

What you need to be our clients next Compliance Analyst:

  • This role would suit a recent graduate who is interested in working for a market leader / global FX & CFD provider in an environment that always changing & facing regulatory & compliance challenges
  • Must hold at least 6 months industry experience in a similar role

This job was originally posted as