COMPLIANCE MANAGER

Recruiter
Law Staff Legal Recruitment Ltd
Location
Leamington Spa
Posted
31 Oct 2017
Closes
16 Nov 2017
Sector
Accountancy
Contract Type
Permanent
Hours
Full Time
Compliance Manager required to undertake compliance and risk duties supporting the business of renowned Leamington Spa firm. The Firm Based in Leamington Spa, Warwickshire, this firm is one of the most prominent in the region and possesses multiple accreditations in various legal practice areas. Overall, our firm is particularly lauded for its high standards in client care and practice management. Now seeking a Compliance Manager, our firm employs experts in private client, personal injury, criminal law, employment, immigration and litigation, and can offer rewarding and varied work managing compliance across the firm. The firm has offices throughout the West Midlands area, so some travel to additional offices and access to your own transport will be a requirement of the role. The Role Are you a senior compliance professional with experience gained from a reputable law firm? This is an opportune time to join a thriving private practice in Leamington Spa as a Compliance Manager and undertake a range of duties to include: Lexcel and CQS maintenance and attainment; best practice development; advising on professional indemnity insurance; advising on regulatory change and; contributing to staff training and development. The successful Compliance Manager will work closely with the firm`s management team to minimise exposure to risk. The delivery of staff training sessions on compliance and adhering to new policy and procedure will be a feature of the role. Additionally, the successful Compliance Manager will administer compliance software throughout the firm and train staff on its utilisation. Managing the complaints process will be a key responsibility of the role, involving maintaining accountability and resolving issue occurrences. Offered on a full-time, permanent basis, this role benefits from a competitive salary and the opportunity for career development. Please contact Charlotte quoting reference CW27037 when applying for this position. The Candidate To be considered for this role: You must be a senior compliance professional with experience gained from a reputable firm; It will be advantageous if you possess experience of reporting at a senior level; You will be IT proficient with experience of Microsoft Office package; You will possess knowledge of AML regulations, financial crime legislation, SRA Accounts Rules and SRA Code of Conduct in addition to cybersecurity and data protection issues and legislation; You will work well on your own initiative and as part of a team; You will be skilled in maintaining confidentiality and a professional manner; You will be adept at document production and drafting; You will be flexible in your approach to working; Communication will be a key strength; You will possess a driving license and have access to your own transport. COMPLIANCE MANAGER PLEASE CHECK YOUR EMAIL (INCLUDING SPAM FOLDER) FOR CONFIRMATION YOUR APPLICATION HAS BEEN RECEIVED. Law Staff Legal Recruitment Limited are a recruitment agency, all vacancy descriptions are of general content and no responsibility is taken for salary or PQE differences. By applying for this position at Law Staff Legal you confirm that you have the experience, training, qualifications and any authorisation required by law or by any professional body, which the position requires and that you are willing to work in the position. By applying for this position you give Law Staff Legal Recruitment Limited authorisation to submit your curriculum vitae to the hirer. If you do not wish us to make this application on your behalf please email informing Law Staff Legal Recruitment Limited of such. Please note however, once an introduction has been made by Law Staff Legal Recruitment it cannot be withdrawn this and you are bound by the terms as stated here in our terms supplied on our web site. PLEASE NOTE LAW STAFF LEGAL RECRUITMENT LIMITED ARE UNABLE TO REGISTER YOU AS A CANDIDATE AND DISCUSS ADDITIONAL POSITIONS UNTIL YOU HAVE SUBMITTED YOUR IDENTIFICATION. In accordance with The Conduct of Agencies and Businesses Regulations Act of 2003, Law Staff Legal Recruitment Limited require all candidates applying for a position to provide via email, fax or post, a copy of photographic identity and proof of address. Please also note that all communication, including telephone calls, with Law Staff Legal Recruitment Limited are recorded and monitored for training and compliance purposes. To view Law Staff Legal Recruitment Limited`s candidate registration terms please go to our website. As part of Law Staff Legal Recruitment Limited`s candidate registration and care process, all successful applications are responded to within 7 working days. If you have not been contacted within this timescale your application has been unsuccessful on this occasion. Tel Fax Address: Please see our website for details
This job was originally posted as www.jobsite.co.uk/job/959353196