Compliance Manager

Stellar Select Limited
£50k - £65k pa + benefits, bonus
31 Oct 2017
16 Nov 2017
Contract Type
Full Time

We have a superb opportunity for a Compliance Manager offering between £50-65,000 based in Uxbridge with a mortgage lending and servicing business. You will be required to implement, promote and maintain business compliance with FCA, CCA, DPA, JMLSG and other legal or regulatory codes.

Responsibilities for the role of Compliance Manager

  • Maintain awareness and understanding of UK regulations, including the FCA handbook, AML, CTF, Sanctions, JMLSG guidance notes, CCA, DPA, TCF and their implications upon business activities
  • Draft and amend existing compliance policies and procedures as required in order to meet the requirements of new/updated regulations/legislation, obtaining relevant approvals, implement and rollout
  • Provide compliance input to business wide policies
  • Respond to requests for advice from business units
  • Provide input to business wide policies
  • Support the Director of Risk and Compliance as required
  • Carry out compliance monitoring and provide reporting
  • Provide input to due diligence and support regulatory audits and audit visits
  • Represent the compliance function on project teams
  • Consider TCF and outcomes in all aspects of strategic planning

Experience required for the role of Compliance Manager

  • Experience in a Senior Compliance role with experience with a mortgage lender will be essential
  • Good understanding of FCA, AML, CTF Sanctions, JMLSG, CCA, DPA and TCF

Salary: £50-65,000 plus benefits and bonus

Location: Uxbridge

For more information regarding the role of Compliance Manager please contact us

Stellar Select is acting as an employment agency and is a corporate member of the REC

Due to a high volume of applications, we will only contact you if your application has been successful. We aim to contact all successful contacts within two business days

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