Compliance Analyst - Trade Surveillance

Twenty84 Ltd
United Kingdom
£50,000 + benefits
06 Oct 2017
07 Nov 2017
Contract Type
Full Time
Job Title - Compliance Analyst - Trade Surveillance Salary - £50,000 + 10% non-contributory pension scheme, study support, healthcare, share schemes Our client is a highly sophisticated securities dealer that utilises their unique technology to create a range of highly flexible execution and custody services for their clients. They now require a Compliance Analyst to join their Trade Surveillance team, this is a fantastic opportunity to work on the trade floor, which executes between 50,000 and 70,000 trades per day, and to join a highly supportive compliance team in a great working environment. Key responsibilities will be: - Conduct trade surveillance and monitoring activities identifying any issues, suspicious trades, insider dealing etc - Provide compliance advice to the front office regarding sales and trading activities - Ensure a consistent risk based approach is deployed across the trading floor - Resolve trading issues and work closely with control room to manage inside information To be successful in this role you will need the following skills and experience: - Trade surveillance / trade monitoring experience - Regulatory knowledge including some of the following; SYSC, MAR, LSE, MiFID 2 - Knowledge of Best Execution rules (not essential) - Experience of producing written reports - Confident and independent self-starter, collaborative, and strong work ethic In return the Compliance Analyst - Trade Surveillance will receive a salary of £50,000 + 10% non-contributory pension scheme, study support, healthcare, share schemes
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