Compliance Analyst(Officer)

Randstad Financial & Professional Ltd
GBP700 - GBP700 p/day
03 Oct 2017
06 Nov 2017
Contract Type
Full Time
Do you wish to take the next steps towards your Compliance development at a leading player within the finance industry? Are you a driven and enthusiastic individual with the ambition to succeed at the highest level? We have an exciting opportunity to join a performance driven organisation that prides itself with integrity and originality. Located in the heart of the City, if you love working in an enthusiastic, energetic and innovative thinking environment, you'll feel right at home. Responsibilities: - To assist the GS UK Compliance Program Manager VP in delivering all regular activities undertaken by the compliance team as part of the Compliance Oversight Program, including developing and executing monitoring activities. - To actively promote a culture of compliance. - Deputise for the GS UK Program Manager as required. - To provide day to day support to the GS UKMEA business related to Client Operations; IMS Asset servicing; and, Performance Services. - To provide support to the Head of GS UKMEA Compliance with responsibility for assigned project work as required - Assist and support the GS UK Compliance Program Manager; and the GS UK Compliance team members in the execution and delivery of the compliance regulatory oversight programme for Global Services UKMEA and associated legal entities, ensuring compliance with the UK Financial Conduct Authority and Prudential Regulation Authority rules. - Assist in the design and execution of a robust and comprehensive monitoring and surveillance plan for the State Street Bank and Trust Company London Branch.. - Pro-active oversight of open compliance issues. Reporting to management on open compliance issues. - Provide ongoing technical advisory services; guidance and support to the business lines as required within GSUKMEA Division. - Produce written reports for the governance committees, legal entity boards, senior management and the Head of GS UKMEA on the delivery of the compliance programme indicating progress achieved and any significant matters requiring attention. - Participate in Client due diligence responses and client meetings as required. - Engage with the Ethics, AML and Privacy functions within State Street on relevant matters and oversee the work of such centralized teams. Requirements: - Financial services experience is a pre-requisite - General compliance or operational risk management experience is required (some internal candidates may be considered without this, dependent on experience and length of time at State Street) - Good working knowledge of the UK regulatory environment - Confident self-starter who is proactive - A team player, happy to proactively work with others to achieve the team's goals - Professional working style in dealing with colleagues at all levels of the organisation - Diligence and attention to detail are a must - Ability to prioritise effectively and cope well at delivering results under pressure - University level education preferred If you're passionate about delivering a high-quality compliance monitoring, no matter the obstacles then this is for you, don't hesitate, and apply today. This role is open to receiving applications over the next two weeks. Within a week of the closing date, appropriate applicants will begin an interview process, after which shortlisted candidates will be invited to attend the final stage of the process. Randstad Financial & Professional encourage applications from individuals of all ages & backgrounds. Appointment will be made on merit alone but candidates must be able to demonstrate their ability to work in the UK. Randstad Financial & Professional acts as an employment agency for permanent recruitment & an employment business for temporary recruitment as defined by the Conduct of Employment Agencies & Employment Business Regulations 2003
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