Chief Compliance Officer - CF10 & CF11

Recruiter
Michael Page Banking and Financial Services
Location
United Kingdom
Salary
£80000 - £100000 per annum
Posted
05 Oct 2017
Closes
06 Nov 2017
Sector
Accountancy
Contract Type
Permanent
Hours
Full Time

This is an opportunity to be the Chief Compliance Officer & MLRO at a top brokerage firm in the City.

Client Details

Brokerage firm.

Description

Advise on all regulatory issues to the Board and the Front Office
Compliance training
Implementation of all compliance policies
Implementation of the Compliance Monthly Report for the Senior Management

Profile

Someone who ideally holds or has held the CF10 & CF11 position within a brokerage firm.

Compliance monitoring experience

Regulatory experience in: MiFID II, SMR, GDPR

Product knowledge in the following:

EQUITY DERIVATIVES

CASH EQUITIES

COMMODITIES

FIXED INCOME

FX

Job Offer

A fantastic opportunity with a generous package.


This job was originally posted as www.totaljobs.com/job/76736257