Chief Compliance Officer - CF10 & CF11
This is an opportunity to be the Chief Compliance Officer & MLRO at a top brokerage firm in the City.
Advise on all regulatory issues to the Board and the Front Office
Implementation of all compliance policies
Implementation of the Compliance Monthly Report for the Senior Management
Someone who ideally holds or has held the CF10 & CF11 position within a brokerage firm.
Compliance monitoring experience
Regulatory experience in: MiFID II, SMR, GDPR
Product knowledge in the following:
A fantastic opportunity with a generous package.
This job was originally posted as www.totaljobs.com/job/76736257