Compliance Officer

Cavendish House Recruitment LLP
£25k - £32k plus benefits
03 Oct 2017
05 Nov 2017
Contract Type
Full Time
Job title: Compliance Officer Location: Bath Salary: £25k - £32k plus benefits Sector: FS/Banking Job type: Permanent Reference: MC/19393 The Role: Reporting to Group Compliance & Training Manager this newly created role will monitor and maintain regulatory compliance for subsidiaries across the UK. You will be responsible for collecting and co-ordinating internal compliance data and ensuring adherence to all internal controls. This will be done in conjunction with the locally based Compliance Officer's. Further responsibilities include. - Monitor the performance of each subsidiary - Maintaining group compliance monitoring plan - Collating data for MI and board reporting - Ensuring group registers are up to date - Assisting with projects including SMCR & GDPR - Ensure full FCA and ICO compliance - Keep abreast of FCA news, rules and guidance and report changes - Ensure FCA permissions and standing data are correct - Advising subsidiaries on how to maintain compliance and dealing with queries and problems - Approving Financial Promotions The Company: We are working exclusively with an award winning specialist provider of the full range of business finance solutions . The Benefits: £25k - £32k plus good benefits package The Person: - c2 years Financial Services compliance experience (second charge mortgages/secured lending would be advantageous) - Experience of dealing with and resolving complex problems - Able to communicate with people at all levels of the business - Sound understanding of the regulatory bodies governing lending sector - Ability to analyse and interpret regulatory documentation - Attention to detail and strong record keeping skills
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